Regulatory Reporting Agent
Automated creation of regulatory reports for FINMA, ECB, and other supervisory authorities with data validation, anomaly detection, and timely submission.
90%
Less Manual Effort
100%
Deadline Compliance
< 1%
Error Rate
4h
Instead of 3 Days per Report
About this Solution
How does the Regulatory Reporting Agent work?
The Regulatory Reporting Agent eliminates manual effort in creating regulatory reports. It automatically collects data from various source systems, validates against regulatory requirements, and creates properly formatted reports.
From FINMA reports to EU directives and Basel III requirements — the agent knows all relevant formats and deadlines. It detects data anomalies before they become compliance issues and alerts when deadlines are approaching.
Seamless integration with existing core banking and data warehouse systems ensures consistent data quality. Audit trails document every step for later audits.
Features
What this Agent Can Do
Multi-Framework Support
Support for FINMA, ECB, BaFin, Basel III, MiFID II, FATCA, CRS, and additional regulatory frameworks.
Data Validation
Automatic checks for completeness, plausibility, and consistency with detailed error reports.
Deadline Management
Automatic monitoring of all submission deadlines with escalation mechanisms and reminders.
Audit Trail
Complete documentation of all data sources, transformations, and approval steps for audits.
Examples
How it Works in Practice
FINMA Quarterly Report
"End of quarter requires 15 different reports with data from 8 source systems."
Agent automatically collects all data, creates reports in the required format, and submits them on time to FINMA after four-eyes approval.
CRS Report
"Annual reporting of accounts of foreign taxpayers to the tax administration."
Agent identifies reportable accounts, collects required data, and creates XML files in CRS format for all relevant countries.
Ad-hoc Regulator Request
"FINMA demands special report on credit risks in specific sector within 48 hours."
Agent creates the required report in 4 hours instead of estimated 3 days manually, thanks to existing data integration.
FAQ
Frequently Asked Questions
Which regulatory frameworks are supported?
How are regulatory changes handled?
Can the agent be integrated with existing systems?
How is data quality ensured?
Interested in this Solution?
Let us discuss how the Regulatory Reporting Agent can automate your compliance.